Fail to receive an accurate written confirmation of an order or its execution. The balances in your deposit accounts at the banks are eligible for FDIC insurance within applicable limits. Upon the termination of the custodianship, the Custodian agrees to provide Schwab, upon request, with the beneficiary's address, phone number and any other information that may assist Schwab in contacting the beneficiary. Contact Number (***) ***-**** In consideration for our accepting these Non-Publicly Traded Securities into your Account from time to time, and subject to such additional terms as may be presented to you at the time of the request, you agree that Schwab's sole obligation with respect to such Non-Publicly Traded Securities will be to (1)obtain and maintain possession or control of such securities in a manner as required by the Securities and Exchange Commission and (2)file and provide reports and information as may be required under the Internal Revenue Code, and regulations thereunder of the Internal Revenue Service. Applicable exchange rules and federal regulations; Our Disclosure of Credit Terms and Policies; or. You agree to indemnify and hold Schwab harmless for your failure to remove or transfer a Non-Publicly Traded Security after Schwab has notified you that Schwab is no longer willing to hold the security in the Account. In other words, Schwab will redeem all shares in your SchwabSweep Money Fund or withdraw all funds deposited at a bank, as applicable, and place the proceeds or the funds in your new Cash Feature. Prices generally reflect activity by market participants or dealers linked to various trading systems. The trading authority remains the same, and the disbursement authority will continue to include the ability of your advisor to move money from your Account to your accounts of identical registration, whether at Schwab or at other financial institutions, provided that your advisor has not informed Schwab that it has changed this authority. Learn more Could a professional trustee help you achieve your goals? If you have an account for which you are acting in a fiduciary capacity, it is your responsibility to consider whether it is appropriate for envelopes to be mailed to you that might contain material relating to both your personal and fiduciary capacities. You agree to maintain in your Margin and Short Account collateral of the type and amount required by: Whenever it is necessary for our protection or to satisfy a margin call, deficiency, debit or other obligation owed us, we can (but are not required to) sell, assign and deliver all or any part of the Securities and Other Property securing your obligations, or close any or all transactions in your Schwab Account. If sold on the open market, the sale price may differ from that offered to certain registered owners by the issuer or transfer agent. No prior conduct, past practice or oral statement by any Schwab employee or agent can amend or modify this written agreement, including, but not limited to, Schwab's right to liquidate or close positions in a margin account at any time and without notice as set forth in the Margin and Short Account Agreement. Securities Professionals May Not Use Research Reports in Their BusinessIf you are a securities broker, dealer or investment banker, by requesting or receiving any Research Reports, you agree not to use any such Research Reports for any purpose related to your business. You understand that because there is generally no public or secondary market for Non-Publicly Traded Securities, the values reported on your Schwab statement may not represent market values.
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